If you have had a negative experience with a realtor and suspect that they have violated the Code of Ethics, you have the right to file a complaint. The Code of Ethics is a set of standards that all Realtors are expected to follow, and it covers a wide range of ethical considerations in the real estate industry. Filing a complaint is an important step in holding realtors accountable for their actions and ensuring that the industry maintains its integrity.
Many people may be hesitant to file a complaint against a realtor, fearing potential backlash or a complicated process. However, it’s important to remember that filing a complaint is not only a way to seek justice for yourself, but also to protect others from similar experiences. In this article, we will guide you through the process of filing a complaint against a realtor and reporting ethics issues.
Reporting Ethics Issues to Your Local REALTOR® Association

If you have witnessed a realtor engaging in unethical behavior or suspect that they have violated the Code of Ethics, you should report the issue to your local REALTOR® association. The association serves as a governing body for realtors and has the authority to investigate complaints and take appropriate actions.
When reporting an ethics issue, it’s important to provide detailed information about the incident, including dates, times, locations, and any supporting evidence you may have. Providing specific details will help the association in their investigation and make a fair determination.
Filing an Ethics Complaint: Steps and Guidelines
Filing an ethics complaint against a realtor involves a few key steps. Here is an overview of the process:
- Review the Code of Ethics: Before filing a complaint, familiarize yourself with the Code of Ethics for REALTORS®. This will help you understand the violations and provide you with a firm basis for your complaint.
- Gather evidence: Collect any documentation or evidence that supports your complaint. This may include emails, contracts, photographs, or witness statements.
- Contact your local REALTOR® association: Reach out to your local association and inquire about their procedures for filing an ethics complaint. They will provide you with the necessary forms and guidance.
- Complete the complaint form: Fill out the complaint form provided by the association. Be sure to include all relevant details and attach any supporting documentation.
- Submit the complaint: Submit your complaint and any supporting documents to the association within the specified timeframe.
- Cooperate with the investigation: If the association decides to investigate your complaint, be prepared to cooperate fully. This may include providing additional information or attending hearings.
- Receive a resolution: Once the investigation is complete, the association will inform you of their findings and any actions they have taken.
It is important to note that each local REALTOR® association may have its own specific guidelines and procedures for filing a complaint, so it’s essential to follow their instructions carefully.
Understanding the Code of Ethics for REALTORS®

The Code of Ethics for REALTORS® sets forth a standard of conduct that all realtors are expected to uphold. The code contains seventeen articles that cover a wide range of ethical considerations, including obligations to clients, customers, colleagues, and the public. It also outlines the consequences for violations and provides guidance on resolving disputes.
Some common violations of the Code of Ethics include misrepresentation, failure to disclose information, discrimination, dishonesty, and breach of confidentiality. If you believe that a realtor has violated any of these ethical standards, you should consider filing a complaint.
Arbitration Requests: Resolving Monetary Disputes in Real Estate Transactions
In addition to ethics complaints, you may also need to file an arbitration request to resolve monetary disputes in real estate transactions. These disputes typically revolve around issues such as non-payment of commissions or disagreements over the distribution of funds.
An arbitration request should be filed with your local REALTOR® association and include all relevant details and documentation supporting your claim. The association will then assign an arbitration panel to review the case and make a fair determination.
It’s worth noting that arbitration is typically a faster and more cost-effective alternative to litigation. It allows both parties to present their cases and receive a decision from an impartial panel.
Who Can File an Ethics Complaint or Arbitration Request?

Both ethics complaints and arbitration requests can be filed by a variety of individuals involved in a real estate transaction. Here are some key parties who can file a complaint or request:
- Clients: If you are a client who has hired a realtor to represent you in a transaction, you have the right to file a complaint or request arbitration if you believe the realtor has violated their ethical obligations.
- Customers: Customers who have been working with a realtor but have not yet entered into a formal agency relationship may also file a complaint or arbitration request.
- REALTOR® principals: REALTOR® principals, or those with a controlling interest in a real estate firm, can file complaints or arbitration requests against other realtors.
- Members of the public: Even if you are not a client, customer, or REALTOR® principal, you can still file an ethics complaint against a realtor if you have witnessed or experienced unethical behavior.
No matter your role in a real estate transaction, if you believe that a realtor has acted unethically, you have the right to seek resolution and hold them accountable for their actions.
Deadlines and Timeframes for Submitting Complaints

It’s important to be aware of the deadlines and timeframes for submitting ethics complaints and arbitration requests. In general, complaints must be filed within 180 days from the time the complainant knew, or reasonably should have known, about the facts giving rise to the complaint.
For arbitration requests, the timeframe may vary depending on the local association’s guidelines. It is advisable to consult with your local association to determine the specific deadline for filing an arbitration request.
It’s crucial to submit your complaint or request within the specified timeframe to ensure that it is considered valid and eligible for review.
Involvement of NC REALTORS® in Ethics Complaints: When and How

In some cases, an ethics complaint filed with a local REALTOR® association may involve the participation of NC REALTORS®, the state association in North Carolina.
According to the guidelines, if the complaint involves a matter beyond the scope or capabilities of the local association, they may ask for NC REALTORS®’s assistance. Additionally, if the complainant believes that the local association did not handle the complaint appropriately, they may request a review by NC REALTORS®.
NC REALTORS®’s involvement in ethics complaints ensures consistent and fair treatment for all parties involved. If you have concerns about the handling of your ethics complaint by your local association, you can reach out to NC REALTORS® for further assistance and guidance.
Contacting the NC REALTORS® Legal Department: How to Get Help

The NC REALTORS® Legal Department is available to provide guidance and assistance in matters related to ethics complaints and arbitration requests. If you have questions or need support, you can contact the NC REALTORS® Legal Department directly.
The Legal Department can provide information on the procedures for filing a complaint or request, offer guidance on gathering evidence, and answer any questions you may have about the process. They are here to ensure that your rights are protected and that you receive a fair resolution to your complaint or request.
By reaching out to the NC REALTORS® Legal Department, you can access the resources and support you need to navigate the process of filing a complaint or request, giving you peace of mind and confidence in seeking justice.
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